Stress-free solutions
to achieve business compliance.

Based in the Midlands, Secure Compliance provides a wide range of support services to Independant Financial Advisors, Mortgage Brokers and other regulated financial firms.

We offer a personalised approach to compliance.

Our small team ensures we take our time to build close relationships with our customers, getting to know the demands and requirements of your business. This allows us to tailor our solution to your exact needs instead of a “general-purpose” approach. With 30 years experience, we are well versed in all areas of compliance and are ready to help you today.

Expertise

The knowledge gained from 30+ years in the compliance industry means we are ideally suited to offer you expert solutions, no matter the complexity or scale.

FLEXIBILITY

We are flexible when it comes to the compliance needs of your business, avoiding a “general-purpose” approach and preferring targeted solutions.

VALUE

We build close relationships and utilise a small team to ensure that not a moment of your time or money is wasted in helping your business with it’s requirements.

Smarter compliance solutions.

We can help with a range of services including FCA application support, Compliance Audits and Health Checks, Complaints Handling information, Policy and Process writing services as well as a pick and mix service designed to help you meet your regulatory obligations.

Treating Customers Fairly

Help to ensure that TCF is implemented throughout your business.

COMPLAINTS HANDLING

We have vast experience in handling small firm retail client complaints.

MANAGERS AND CERTIFICATION

Supervision and help with Senior Management Functions, and the Certification Regime.

AUDITS AND CHECKS

Regularly reviewing your compliance framework to keep you compliant.

T & C SUPERVISION

Help with adviser supervision, the adviser recruitment process and sign-off.

regdata and connect

We provide guidance and support with RegData and Connect software.

Who are Secure Compliance?

Director Rob Abbot founded Secure Compliance in 2004 with a vision to achieve excellence for his clients and business partners by upholding three core values of honesty, integrity and professionalism. We seek to deliver our broad range of expert compliance consultancy and support through superior service, clarity of communication and respect for our clients’ wishes at all times.

Secure Compliance Professional Memberships.

Our staff are trained and experienced to the highest possible standards and are committed to educating ourselves further to sustain our superior levels of consultancy service and support.

Reviews and Testimonials.

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Find a solution today.
Give us a call.

We are ready to assist with your compliance solutions, so why not give us a call or email today.