Secure Compliance Ltd 

     

    Based in the Midlands, Secure Compliance provides a wide range of IFA support services to IFAs:

     

    • General compliance support,
    • T&C supervision, audit services and regulatory returns
    • Client proposition, advice processes, standard documents and tools;
    • Complaints Handling
    • Guidance with FCA online systems (PSD; ONA & Gabriel)
    • RDR/MMR preparation & support
    • Past business reviews
    • Part 4 FCA Application
    • Treating Customer Fairly (TCF) and Business Regulatory Awareness Workshops (BRAW)
    • Acting as Locum

     

    Email: info@Secure-Group.co.uk

     

    Telephone: 0370 829 1791

    Secure Compliance

     

    Tel: 0370 829 1791

     

    Fax: 0370 829 1792

     

    Email: Info@Secure-Group.co.uk

     

    26 Beamont Close

    Lutterworth

    Leics

    LE17 4GE