Secure Compliance Ltd 

Based in the Midlands, Secure Compliance provides a wide range of IFA support services to IFAs:

• General compliance support,
• T&C supervision, audit services and regulatory returns
• Client proposition, advice processes, standard documents and tools;
• Complaints Handling
• Guidance with FCA online systems (PSD; ONA & Gabriel)
• RDR/MMR preparation & support
• Past business reviews
• Part 4 FCA Application
• Treating Customer Fairly (TCF) and Business Regulatory Awareness Workshops (BRAW)
• Acting as Locum

Email: info@Secure-Group.co.uk

Telephone: 0370 829 1791