Secure Compliance Ltd 

Based in the Midlands, Secure Compliance provides a wide range of support services to IFAs / Mortgage Brokers and other regulated firms:

  • General compliance support
  • T&C supervision, Compliance audit services and regulatory returns
  • Client proposition, advice processes, standard documents and tools;
  • Complaints Handling for the authroised firm.
  • Guidance with FCA online systems (PSD; Connect & Gabriel)
  • RDR/MMR preparation & support
  • Past business reviews
  • Part 4 FCA Application
  • Treating Customer Fairly (TCF) and Business Regulatory Awareness Workshops (BRAW)
  • Acting as Locum

 

Tel: 0333 5000 555

 

Fax: 0870 460 1771

 

Email: Info@Secure-Group.co.uk

 

26 Beamont Close

Lutterworth

Leics

LE17 4GE

 

Telephone: 0333 5000 555